THE UNIVERSITY OF MEMPHIS OPERATING PROCEDURE


SUBJECT:  University Fees and Charges

PROCEDURE NO:  2D:01:04C                    DATE:   July 1, 1994

SUPERSEDES PROCEDURE NO.:  2D:01:04C        DATED:  June 21, 1993


                             INDEX

     A.  Summary
     B.  Establishing University Fees/Charges
     C.  Publishing University Fees/Charges
     D.  Incidental Fees/Charges and Deposits
     E.  Determination and Collection of University Fees/Charges
     F.  Appeals of University Fees/Charges and Refunds
       

A.   Summary

     All fees, charges, and deposits assessed and collected by or 
     for The University of Memphis require formal approval by the 
     President of the University.  Many also require approval by  
     the Tennessee Board of Regents.  See Sections B, C, and D    
     below.

     The Bursar should review and provide written concurrence with
     all published information in regard to University fees,
     charges, deposits, and refunds.

     The Bursar's Office is responsible for the determination and
     collection of all amounts due the University.  Often the
     Bursar's Office will delegate this to provide more convenience
     to University customers.

     The University has specific procedures through which the
     assessment or refund of any fee, fine, or charge can be
     appealed.  See section F below.

     University procedures concerning the handling of cash receipts
     should be reviewed and followed if the department or activity
     will be involved in the handling of collections.  Cash
     receipting by other departments must be approved by the Bursar
     prior to the collection of University fees and charges.

B.   Establishing University Fees/Charges

     All requests for the establishment of new University
     fees/charges or for changes in existing University
     fees/charges should be submitted in writing to the Bursar. 
     All requests should include the proposed effective date of the
     establishment/modification as well as the refund policy for
     the fee/charge.  If there will be no refund of the fee or
     charge, it should be clearly indicated as a "Non-refundable"
     fee/charge.

     The Bursar will prepare and submit each fee/charge request to
     the appropriate officials for formal approval.  The Bursar
     will formally notify the requesting official of the
     fee/charge's approval or the denial of the establishment/
     modification of the fee/charge.

     The Tennessee Board of Regents has adopted the practice of
     approving the establishment and/or modification of fees and
     charges once per year at their June meeting when the annual
     budget is considered.  All fee/charge proposals which require
     the Board's approval should, therefore, be submitted to the
     Bursar no later than APRIL 1 of each year.

     The Bursar's Office will maintain all correspondence and     
     original approvals of all University fees and charges.       
     Formal, written internal office procedures will also be      
     maintained by the Bursar's Office on each type of University 
     fee, charge, deposit, and revenue amount due the University. 
     These procedures will include specific information describing 
     the source of the amount due, the authority, calculation     
     method, refund policy, effective date, and other provisions  
     of the particular fee, charge, or deposit.


C.   Publishing University Fees/Charges
     
     The University attempts to follow a general standard format  
     when publishing information on University fees and charges.  
     The format includes, but is not limited to, the following:
     
     1.  All statements which include a University fee/charge     
         amount should be complete and specific enough to prevent 
         any misunderstanding by the readers.
     
     2.  Whenever a University fee/charge is quoted or specified, 
         the refund status should also be stated.  If there are   
         qualifying conditions for a fee refund, these conditions
         should also be stated.

     3.  Where applicable, specific dates related to the payment of
         University fees and associated fee refunds should be     
         stated.

     4.  It should be specified that any payment of University fees
         should be made payable to The University of Memphis and an
         exact mailing address should be provided if payments by
         mail can reasonably be expected.

D.   Incidental Fees/Charges and Deposits

     The following guidelines have been established in regard to
     course related fees and deposits:

     1.  The Tennessee Board of Regents Incidental Fee Schedule,  
         approved December 2, 1977, eliminated all miscellaneous  
         course fees with the exception of fees for private music 
         lessons (subject to Tennessee Board of Regents approval), 
         courses utilizing off-campus facilities, continuing      
         education courses, and breakage deposits.

         a.  The fees for courses utilizing off-campus facilities 
             should reflect the cost of the facilities/service and, 
             if possible, should be paid directly by the student to 
             the operator of the facility.  (This does not apply to 
             courses/programs sponsored through the International 
             Studies Program.)  University approval is not required 
             as long as the fee is paid directly to the facility  
             operator.
    
         b.  Continuing Education course fees should reflect the  
             cost of instruction, materials consumed, and         
             facilities utilized and may be established by the Vice 
             President for Academic Affairs or his/her designee.

         c.  Breakage deposits may be required for courses where it 
             can be shown that there is a reasonable chance for   
             loss or damage to items issued to students.  The     
             amount of the deposit should be related to the value 
             of the materials issued and should be reasonably     
             subject to a 100% refund.

     2.  University students may, however, be required to obtain  
         various materials in order to complete the requirements  
         for a course.  These materials should be obtained directly 
         from a vendor with the academic department only providing 
         assistance in the identification of the required materials 
         and of some possible vendor(s) of the materials.

     3.  The types of materials which a student may be required to 
         obtain include, but are not limited to, textbooks and    
         workbooks, paper, personal professional tools and        
         instruments, specialized personal clothing, individual   
         project materials, and travel for field trips.  These    
         required materials, in all cases, remain the property of 
         the student.

     4.  Whenever possible, arrangements should be made with the  
         University Store to stock the course required materials. 
         The department may require quality and quantity          
         specifications but in no case require the materials to be 
         obtained from a specified single source.

         In unique situations where the department can show that
         it would provide a savings and convenience to the
         student, and where the materials cannot be provided by
         the University Store, a request may be made for the
         department to purchase these materials in quantity and
         resell the same to the student in small lots.  Examples
         include lumber for Engineering Technology and clay for
         Art.  If the request is approved, the Bursar shall arrange
         to set up procedures to collect the amount owed by the
         student and credit this amount to the department's
         operating expense account.

    5.   Various materials which will generally be provided by the 
         academic department include, but are not limited to, fixed 
         and portable equipment, high cost tools, demonstration items, 
         and lab supplies.

E.   Determination and Collection of University Fees/Charges
     
     The Bursar's Office is responsible for the determination and 
     collection of University fees and charges and for the        
     determination of refunds.  In some cases, it will be necessary
     for other University officials or offices to provide certain 
     essential information to the Bursar's Office in order to     
     fulfill these responsibilities.

     The Associate Vice President for Finance may also approve, in 
     specific instances, other University officials/offices to    
     assume responsibility for the determination and collection of 
     fees/charges and the determination of refunds.  Each instance,
     however, must be approved in writing by the Associate Vice   
     President for Finance.

F.   Appeals of University Fees/Charges and Refunds

     Any student or other interested individual may appeal the    
     assessment, application, calculation, or interpretation of any
     University fee, charge, deposit, refund, or any University   
     action connected with fees, charges, refunds, and collection 
     procedures.

     A written appeal may be filed on forms available in the      
     Bursar's Office and may be approved if within their          
     guidelines.  If the Bursar's Office does not approve the     
     appeal, it will be forwarded to the Director of Finance      
     for review.  The decision of the Director of Finance may     
     be appealed to the University's Fee/Refund Appeals Committee; 
     this is the last appeals step which will be acted upon by the 
     University.  The recommendation of the University's Fee/Refund
     Appeals Committee will be forwarded to the Vice President for
     Business and Finance for a final decision.
     
     Traffic fines are subject to a separate appeal procedure on  
     forms available in the Parking Office and in the Office of   
     Judicial Affairs.